September/October 2017—Fiduciary Practices

Year Published: 


Investments & Wealth Monitor

As a membership benefit, Investments & Wealth Institute members receive free access to the Investments & Wealth Monitor article archives. Nonmembers may view articles from the current issue only. Nonmembers interested in joining the Investments & Wealth Institute to access the complimentary Investments & Wealth Monitor subscription and other membership benefits should click here for more information.

Current Issue: September/October 2017—Fiduciary Practices

Click cover image to view the digital version:

Feature Articles

Best Practices Arising from the DOL Fiduciary Rule, Marcia S. Wagner, Esq., Barry L. Salkin, Esq., and Livia Q. Aber, Esq.
Can a Robot Be a Fiduciary? Scott MacKillop, JD
Five Traps for the Unwary: Due Diligence and the DOL Fiduciary Rule, Duane R. Thompson, AIFA®
The Four Different Types of Fiduciary Financial Advisors, Michael E. Kitces, MSFS, MTAX, CFP®, CLU, ChFC, RHU, REBC, CASL
Fulfilling the Spirit of Governance, James W. Lumberg
Investments & Wealth Monitor Interview: Fiduciary Practices
Municipal Bond Strategies: Applying ESG Principles to Municipal Bond Portfolios, Lauren Kashmanian
Neuro-Fiduciary: Impact of Behavioral Governance on Trust, Implications to ESG/SRI Strategies, Don Trone, GFS®
Pension Fiduciaries: Are You Leaving Money on the Table? Audit Your Tax Practices, Len A. Lipton and Mayte Alvarenga
Using Tactical Investment Strategies in a Passive Investing Environment, Ricardo L.  Cortez, CIMA®                                     
Weighing Your Options, John Nersesian, CIMA®, CPWA®, CIS, CFP®         
Who Is a Fiduciary and What Does a Fiduciary Investment Advisor Do? Blaine F. Aikin, AIFA®, CFA®, CFP®

Spotlight on Ethics
Motivations: Implications and Actions for Fiduciary Compliance, Mark Harbour, CPA, CIMA®, CFA®, and Phil Palanza

Inside Investments & Wealth Institute
Editor’s Note
IMCA Is Now Investments & Wealth Institute
Investments & Wealth Institute and a Higher Standard for Advisors
Harbour Honored by CFA Institute
Recent CIMA® and CPWA® Certificants