Legislative Intelligence

IMCA Legislative Intelligence provides useful updates and information on legislation and regulations that affect IMCA members and their clients. The monthly email helps members keep a pulse on the happenings in Washington and elsewhere. If you are an IMCA member and are not receiving Legislative Intelligence emails, contact Elissa Motley at [email protected].

Note: Legislative Intelligence is prepared by Potomac Strategies for IMCA. It is strictly informational and should not be relied upon as legal or compliance advice. IMCA, as an education and credentialing organization, does not lobby Congress, regulators, or advocate for any particular legislative or regulatory position either on its own or through its relationship with Potomac Strategies.

Legislative Intelligence Update

October 2017—Legislative Intelligence | SEC Pace of Future Rulemakings: Will it Increase for RIAs?

September 2017 —Legislative Intelligence Update |  GOP Tax Plan Released

August 2017—Legislative Intelligence Update | Hot Topics for Advisors to Watch: New Fiduciary Rule Extension, Cybersecurity Sweep by SEC, and Tax Reform

July 2017—Legislative Intelligence Update | Regulatory Goals of Trump Administration Indicate Light Touch for Financial Advisors, But Not on Inspection Front

June 2017—Legislative Intelligence Update | Nevada Legislature Removes Fiduciary Exemption for Brokers and Advisors under Obscure Financial Planner Statute

May 2017—Legislative Intelligence Update | Interim Fiduciary Rule Survives Last-Minute Lobbying Push by Opponents

April 2017—Legislative Intelligence Update | June 9 is D-Day for Slimmed-Down Fiduciary Rule

March 2017Legislative Intelligence Update | IMCA Meets With Washington Regulators, Capitol Hill Staff | Securities and Exchange Commission Offers Robo Guidance

February 2017—Legislative Intelligence Update | In Wild Week of Surprises, DOL Rule May End Up on Chopping Block

Legislative Intelligence Update | IMCA Meets With Washington Regulators, Capitol Hill Staff | Securities and Exchange Commission Offers Robo Guidance