Series 65 and Series 7/66 Combination Exam Waivers for CIMA Certificants

The following states waive testing for the Series 65 and Series 7/Series 66 combination for CIMA license holders in good standing: Alaska, Colorado, Missouri, and Washington.

The following states waive testing for the Series 65 and Series 7/Series 66 combination for CIMA license holders on a case-by-case basis: Alabama, Delaware, District of Columbia, Idaho, Indiana, Kansas, Maryland, Massachusetts, New Jersey, Rhode Island, South Carolina, South Dakota, Utah, Vermont, and West Virginia.

For information about obtaining a waiver, contact your state securities regulator. For a complete list of all states along with contact information for each state's securities regulator, click here.

 


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