November/December 2005—Ethics

Feature Articles
“A New Era Begins: Proposed Federal Legislation for Nonprofit Oversight and Enforcement,” Richard Triolo, J.D.
“Deadline for Global Convergence Nears: AIMR-PPS Compliant Firms Must Move to Global Standards January 1, 2006,” Karyn D. Vincent, CFA®, and Alecia L. Licata
“Does the SEC Pension Consultants Report Apply to Your Practice?”
“Selecting and Monitoring Pension Consultants: Tips for Plan Fiduciaries”
“Building and Maintaining a “Holistic Culture of Compliance”: A Best Practices Guide for Investment Management Firms,” Sidney Wigfall, Esq.
“Culture of Compliance” from an Organizational Theory Perspective,” Margaret M. Towle, Ph.D.
“Survey Identifies Ethics as Key Service to Clients”

Behavioral Finance
“Cognitive Biases Series: Anchoring Bias,” Meir Statman, Ph.D.

Book Review
The Smartest Guys in the Room: The Amazing Rise and Scandalous Fall of Enron, Bethany McLean and Peter Elkind, reviewed by Brooks C. Sackett, CIMA®, CFP®, AIFA

Practice Management
“Practice Management: Compliance Tools and Resources”



 

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